Receivership Filings
Case Number 3:16-cv-01735-D
Securities and Exchange Commission v. Christopher A. Faulkner, Breitling Energy Corporation, Jeremy S. Wagers, Judson F. (“Rick”) Hoover, Parker R. Hallam, Joseph Simo, Dustin Michael Miller Rodriguez, Beth c. Handkins, Gilbert Steedley, Breitling Oil & Gas Corporation, Crude Energy, LLC, Patriot Energy, Inc., Defendants, and Tamra M. Freedman and Jetmir Ahmedi, Relief Defendants.
In the United States District Court for the Northern District of Texas, Dallas Division
Filings relevant to investors in the main Receivership matter can be found below. Documents are available for viewing by clicking on the docket number.
A comprehensive list of all filings in this lawsuit is available on the website of the United States Courts, Public Access to Court Electronic Records (“Pacer”).
This table will be updated in the coming days as we finished building this website. Thank you for your patience.
| Date of Filing Docket # / Docket Text |
|---|
| 07/16/2021 622 Order Motion Hearing set for 8-17-2021 |
| 07/15/2021 621 Response filed by Jinsun LLC re 620 Order |
| 07/14/2021 620 ELECTRONIC ORDER: The Jinsun Plaintiffs’ 605 request for oral argument is GRANTED. Counsel are requested to confer and advise the court by letter of their availability to present oral argument on 587 the Jinsun Plaintiffs’ third motion to lift stay, request for judicial notice of receiver’s settlement with Rothstein Kass; 591 the Receiver’s unopposed motion to approve proposed settlement with Rothstein Kass and expedited request for entry of scheduling order; and 594 the Receiver’s motion to enter proposed final bar order, on any of the following dates: August 16-19, 23-26, and 30-31, 2021. The court will later enter an order regarding the procedure and time limits for argument. (Ordered by Senior Judge Sidney A Fitzwater on 7/14/2021) (Senior Judge Sidney A Fitzwater) (Entered: 07/14/2021) |
| 07/09/2021 619 Quarterly Status Report of the Receiver for the Calendar Quarter Ending June 30, 2021 |
| 06/17/2021 618 Order Approving Fourteenth Interim Application to Pay Fees Incurred by the Receiever for the Calender Quarter Ending in March 31, 2021 |
| 06/07/2021 617 REPLY filed by Jinsun LLC re 616 |
| 06/02/2021 616 RESPONSE filed by Thomas L Taylor, III re 610 |
| 06/02/2021 615 Appendix in Support filed by Rothstein Kass re 614 |
| 06/02/2021 614 RESPONSE filed by Rothstein Kass re 605 Response-Objection |
| 05/26/2021 613 MOTION FOR ORDER APPROVING FOURTEENTH INTERIM APPLICATION TO PAY FEES INCURRED BY THE RECEIVER FOR THE CALENDAR QUARTER ENDING MARCH 31, 2021 filed by Thomas L Taylor, III |
| 05/20/2021 612 STATUS REPORT Third Amended Status Report Regarding Status of Negotiations and Timeline to File Motions for Remedies filed by Securities and Exchange Commission |
| 05/19/2021 611- ELECTRONIC ORDER granting 607 Unopposed MOTION for Leave to File Documents under Seal filed by Jinsun LLC. (Unless the document has already been filed, clerk to enter the document as of the date of this order.) (Ordered by Senior Judge Sidney A Fitzwater on 5/19/2021) (Senior Judge Sidney A Fitzwater) (Entered: 05/19/2021) |
| 05/19/2021 610 Response filed by Jinsun LLC re 591 Motion |
| 05/19/2021 609 Reply filed by Jinsun LLC re 587 Motion |
| 05/19/2021 607 Motion for Leave to File Documents under Seal Unopposed filed by Jinsun LLC with Brief-Memorandum in Support |
| 05/19/2021 606 Appendix in Support of 605 |
| 05/19/2021 605 Jinsun Objection to RK Settlement |
| 05/12/2021 604 Appendix in Support of Non-Party Rothstein Kass’s Joinder in Support of Receiever’s Motion to Enter Proposed Final Bar Order |
| 05/12/2021 603 Non-Party Rothstein Kass’s Joinder in Support og Receiever’s Motion to Enter Proposed Final Bar Order |
| 05/03/2021 600 Order re status of 591 Motion to Approve Proposed Settlement with Rothstein Kass filed by Thomas L Taylor, III |
| 04/28/2021 598 Non-Party Rothstein Kass’s Oppostition to the Jinsun Plaintiffs’ Third Motion to Lift Stay |
| 04/28/2021 597 Receiver’s Response to Non-Party State Court Plaintiffs’ Third Motion to Lift Stay |
| 04/21/2021 595 Appendix in Support filed by Thomas L Taylor, III re 594 |
| 04/21/2021 594 Motion for Injunction to Enter Proposed Bar Order filed by Thomas L Taylor, III |
| 04/21/2021 593 Response and Objection filed by J. Leonard Ivins, Jinsun LLC, Steven M. Plumb, Silver Star Holdings Trust, TPH Holdings, LLC, Vertical Holdings, LLC re 591 |
| 04/21/2021 592 Appendix in Support filed by Thomas L Taylor, III re 591 Motion to Approve Proposed Settlement with Rothstein Kass |
| 04/21/2021 591 Motion to Approve Proposed Settlement with Rothstein Kass |
| 04/08/2021 590 SEC’s Second Amended Status Report Regarding Status of Negotiations and Timeline to File Motions for Remedies |
| 04/08/2021 589 Quarterly Status Report of the Receiver for the Calender Quarter Ending March 31, 2021 |
| 04/07/2021 588 Appendix of Motion 587 |
| 04/07/2021 587 Non party State Court Plaintiffs’ Third Motion to Lift Stay, Request for Judicial Notice of Receiver’s Settlement with Rothstein Kass, and Brief in Support |
| 03/25/2021 586 Status Report Order |
| 03/15/2021 584 Order Approving Thirteenth Interim Application to Pay Fees Incurred by the Receiver for the Calender Quarter Ending December 31, 2020 |
| 03/08/2021 583 Notice of Interlocutory Appeal |
| 02/18/2021 582 Motion For Order Approving Thirteenth Interim Application To Pay Fees Incurred by the Receiver for the Calendar Quarter Ending December 31,2020 |
| 01/08/2021 581 Final Judgment in favor of plaintiff Securities and Exchange Commission against defendants Beth C. Handkins, Dustin Michael Miller Rodriguez, and Parker R. Hallam |
| 01/08/2021 580 Memorandum Opinion and Order |
| 01/06/2021 579 Quarterly Status Report of the Receiver for the Calender Quarter Ending December 31, 2020 |
| 12/23/2020 578 Order Granting the Receiver’s 577 Unopposed Motion to Approve Proposed Settlement with Scheef & Stone Defendants |
| 12/21/2020 577 Motion to Approve Proposed Settlement with Scheef & Stone and Brief in Support |
| 12/16/2020 576 Order Granting 575 Motion for Order Approving Twelfth application to Pay Fees Incurred by the Receiver for Quarter Ending September 30, 2020 |
| 11/24/2020 575 Motion For Order Approving Twelfth Application to Pay Fees Incurred by the Receiver for Quarter Ending in September 30, 2020 |
| 11/13/2020 574 Order granting 559 Motion to Invalidate Certain Conveyances in Furtherance of the Court-Approved Plan of Distribution |
| 10/07/2020 573 Quarterly Status Report |
| 09/16/2020 561 Order Granting 556 Motion |
| 09/04/2020 559 Motion to Invalidate Certain Conveyances in Furtherance of Court Approved Plan of Distribution 560 Appendix in Support of Motion to Invalidated (Index) 560-1 Appendix in full |
| 08/25/2020 556 Motion for Order Approving Q2 2020 Fee App |
| 07/28/2020 553 Supplemental MOTION for Judgment |
| 07/09/2020 552 Q2 2020 Status Report |
| 06/03/2020 548 Order Granting 543 Motion |
| 06/01/2020 547 Order Granting 546 Motion |
| 06/01/2020 546 Motion for Leave to Engage Expert Witnesses for Ancillary Proceedings |
| 05/12/2020 543 Q1 2020 Fee App |
| 5/11/2020 542 Order Implementing Plan of Distribution |
| 4/28/2020 541 Memorandum Opinion and Order Granting Receiver’s Motion to Approve Plan of Distribution |
| 4/22/2020 540 Response and Objection filed by Charles Perry |
| 4/13/2020 538 Receiver’s Supplemental Submission in Support of this Motion to Approve Proposed Plan of Distribution 539 Appendix in Support |
| 4/7/2020 537 Receiver’s Status Report for the Calendar Quarter Ending March 31, 2020 |
| 4/2/2020 536 Order denying Request to Use Phone Media, granting Motion to Establish Further Procedures for Determination of Receiver’s Pending Motion to Approve Plan of Distribution |
| 3/25/2020 535 Objection re Motion to Approve Receiver’s Proposed Plan for the Ultimate Distribution |
| 3/23/2020 533 Order re Motion to Establish Further Procedures for Determination of Receiver’s Pending Motion to Approve Plan of Distribution |
| 3/23/2020 532 Receiver’s Motion to Establish Further Procedures for Determination of Receiver’s Pending Motion to Approve Plan of Distribution |
| 3/13/2020 529 ELECTRONIC ORDER: Due to the impact of the Coronavirus disease (COVID-19) and pursuant to Special Order 13-5, signed by the Chief Judge on March 13, 2020, the hearing set for April 6, 2020 is CANCELED and will be reset by separate order at a future date. Questions concerning this matter may be addressed to Pat Esquivel, Court Coordinator, at 214-753-2336. |
| 3/5/2020 528 Order Granting Motion to Approve Fee Application for the Calendar Quarter Ending December 31, 2019 |
| 2/12/2020 519 Motion to Approve Fee Application for the Calendar Quarter Ending December 31, 2019 |
| 2/7/2020 515 Additional Attachments to 437 Petition Against Receiver’s Proposed Distribution Plan by Interested Party Paul A Wohrman. |
| 2/3/2020 511 Order Granting Motion for Entry of Order Confirming Sale of Receivership Estate Property |
| 1/24/2020 509 STATUS REPORT Regarding Status of Negotiations and Timeline to File Motions for Remedies filed by Securities and ExchangeCommission |
| 1/23/2020 506 Order: Hearing set for 4/6/2020 09:00 AM in US Courthouse, Courtroom 1351, 1100 Commerce St., Dallas, TX 75242-1310 before Senior Judge Sidney A Fitzwater to hear timely objections filed in opposition to 406 MOTION to Approve Receiver’s Proposed Plan for the Distribution of Receivership Assets and Establish Procedures to Determine and Disallow Final Claims filed by Thomas L Taylor, III. |
| 1/22/2020 505 Receiver’s Response to Advisory to Counsel |
| 1/22/2020 503 ADVISORY TO COUNSEL FOR THE RECEIVER. The court invites the views of the Receiver on whether the following motion is ready for a hearing: 406 Receiver’s MOTION to approve proposed plan of distribution and to establish procedures to determine and disallow final claims. If so, the hearing will be set for Monday, April 6, 2020 unless the Receiver has a conflict with this date. The Receiver may respond to this advisory by letter filed electronically. |
| 1/21/2020 504 Hardship Request to Release Assets filed by Charles Perry, Cynthia Perry. |
| 1/17/2020 502 Hardship Letter received from Paul A Wohrman. |
| 1/9/2020 499 Receiver’s Status Report for the Calendar Quarter Ending December 31, 2019 |
| 1/9/2020 498 Motion for Entry of Order Confirming Sale of Receivership Estate Property |
| 1/6/2020 496 Order Granting Motion to Place Non-Parties Breitling Energy Companies, Inc. and Breitling Royalty Funds, LLC into Receivership |
| 12/18/2019 494 Receiver’s Motion for Leave to File Ancillary Action |
| 12/16/2019 493 Order Granting Motion to Approve Fee Application for the Calendar Quarter Ending September 30, 2019 |
| 12/12/2019 492 Receiver’s Unopposed Motion to Place Non-Parties Breitling Energy Companies, Inc. and Breitling Royalty Funds, LLC into Receivership |
| 11/18/2019 491 ORDER denying 470 Amended MOTION to Amend/Correct 469 First MOTION for Leave to File Motion for Order Directing Receiver to Treat Opposer PDM Holdings, LLC as a Secured Party filed by Paula Denise Morris |
| 11/8/2019 489 Motion to Approve Fee Application for the Calendar Quarter Ending September 30, 2019 |
| 10/3/2019 486 Receiver’s Status Report for the Calendar Quarter Ending September 30, 2019 |
| 09/26/2019 485 SEC’s Status Report |
| 09/09/2019 482 Receiver’s Response to Filed Claims |
| 09/05/2019 481 Notice of Claim on Behalf of Jericho 1031 LLC |
| 09/05/2019 480 Notice of Claim on Behalf of Jericho 5002 LLC |
| 09/05/2019 479 Notice of Claim on Behalf of JLB Legacy LLC |
| 09/03/2019 478 Order Granting Motion to File Ancillary Action- Scheef & Stone |
| 08/30/2019 477 Motion to File Ancillary Action- Scheef & Stone |
| 08/28/2019 476 Order Approving Q2 2019 Fee App |
| 08/27/2019 475 Receiver’s Response in Opposition to PDM Holdings, LLC’s Motion for Leave to File Motion for Order Directing Receiver to Treat PDM Holdings, LLC as a Secured Party |
| 08/19/2019 474 SEC Status Report |
| 08/15/2019 471 Order (PDM Holdings, LLC) |
| 08/14/2019 470 PDM Holdings Request to File Motion |
| 08/14/2019 469 PDM Request to File Motion and Supplemental Declaration – Copy (3) |
| 08/08/2019 467 Order RE Motion to Enter Final Judgment (Hoover) |
| 08/05/2019 464 Motion for Order Approving Q2 2019 Fee App |
| 07/26/2019 463 Order 1 Granting Receiver Authority to Sell Oil and Gas Interests 2 Approving Engagement of Sales and Marketing Firm and 3 Approving Sales Procedures |
| 07/26/2019 462 Memo and Order RE Motion for Authority to Sell Oil and Gas Interests, etc. |
| 07/17/2019 460 Receiver’s Omnibus Response to Objections to Receiver’s Proposed Plan of Distribution |
| 07/15/2019 457 Order Granting Receiver’s Motion to Engage Litigation Counsel |
| 07/12/2019 456 Receiver’s Motion to Engage Litigation Counsel |
| 07/02/2019 455 Petition in Opposition to Receiver’s Proposed Distribution Plan (Schwimmer Family Trust) |
| 07/02/2019 454 Quarterly Status Report of Receiver for Q2 2019 |
| 07/01/2019 453 Receiver’s Notice of Receipt of Funds from Carole Faulkner |
| 06/28/2019 452 Objection to Receiver’s Proposed Plan Of Distribution (Carole Faulkner) |
| 06/28/2019 451 Order Denying Motion to Extend |
| 06/24/2019 450 Petition Against Receiver’s Proposed Distribution Plan (Gober) |
| 06/11/2019 448 Petition in Favor of Plan of Distribution (Oelkers) |
| 06/11/2019 447 Petition Against Receiver’s Proposed Distribution Plan (Descamps) |
| 06/11/2019 445 Objection to Receiver’s Proposed Plan (Meyer) |
| 06/10/2019 444 Order Holding in Abeyance Order of March 28 (424) |
| 06/06/2019 443 Petition Against Receiver’s Proposed Distribution Plan (Kohls) |
| 06/07/2019 442 Receiver’s Motion to Hold Order re Plan of Distribution in Abeyance |
| 06/05/2019 440 Declaration re Certificate of Service of Notice of Plan of Distribution |
| 06/04/2019 439 Order Granting Q1 2019 Fee App |
| 05/30/2019 438 Motion for Authority to Sell Portfolio and Retain Marketing Firm 438-1 Motion for Authority to Sell Portfolio and Retain Marketing Firm |
| 05/28/2019 437 Petition against Plan of Distribution (Wohrman) |
| 05/28/2019 436 Petition Against Receiver’s Proposed Distribution Plan filed by Charles Perry, Cynthia Perry |
| 05/15/2019 435 Order Granting Receiver’s Motion for Extension of Time to File Response to Objections |
| 05/14/2019 434 Receiver’s Motion for Extension of Time to File Response to Objections to Proposed Plan |
| 05/13/2019 433 Motion to Approve Q1 2019 Fee App |
| 04/25/2019 429 Objection to Plan of Distribution – Morris |
| 04/12/2019 427 Receiver’s response to Carole Faulkner’s motion for extension of time |
| 04/04/2019 425 Q1 2019 Status Report |
| 03/28/2019 424 Amended Order Granting Plan of Distribution |
| 03/27/2019 421 Motion to Amend Order Granting Plan of Distribution |
| 03/26/2019 419 Order Granting Plan of Distribution |
| 03/26/2019 418 Second Amended Order Appointing Receiver |
| 03/26/2019 417 Order Granting Motion to Expand Receivership to Crude |
| 03/19/2019 415 FINAL JUDGMENT re Wagers |
| 03/14/2019 413 Order Granting Final Judgment re Wagers |
| 03/14/2019 412 Motion to Enter Final Judgment against Wagers |
| 03/13/2019 411 Order Approving Q4 2018 Fee App |
| 03/13/2019 410 Order Granting Motion to Sue Rothstein Kass |
| 03/11/2019 409 Receiver’s Motion for Leave to Sue Rothstein Kass |
| 02/25/2019 407 Appendix in Support of Plan APP 211 – APP 516 407 Appendix in Support of Plan INDEX-APP 211 406 Receiver’s Motion to Approve Proposed Plan of Distribution 406-1 Receiver’s Motion to Approve Proposed Plan of Distribution Exhibit 1 |
| 02/25/2019 405 Appendix in Support of Motion to Extend Receivership 404 Receiver’s Motion to Place Crude Energy and Crude Royalties in Receivership |
| 02/25/2019 403 Memorandum opinion and order Frost Bank cash |
| 02/18/2019 402 Q4 2018 Fee App |
| 01/22/2019 397 Memo and Order re Carole Faulkner Fee Award |
| 01/16/2019 390 Order Granting Motion to Turnover Seized Assets |
| 01/16/2019 389 Additional Attachments to Quarterly Status Report by Receiver |
| 01/16/2019 387 Exhibit List for Hearing for Motion to Turnover Assets under the control of Christopher Faulkner |
| 01/15/2019 385 Quarterly Status Report by Receiver |
| 01/03/2019 372 Receiver Reply to Frost Bank Response re Turnover of Assets |