Receivership Filings

Case Number 3:16-cv-01735-D

Securities and Exchange Commission v. Christopher A. Faulkner, Breitling Energy Corporation, Jeremy S. Wagers, Judson F. (“Rick”) Hoover, Parker R. Hallam, Joseph Simo, Dustin Michael Miller Rodriguez, Beth c. Handkins, Gilbert Steedley, Breitling Oil & Gas Corporation, Crude Energy, LLC, Patriot Energy, Inc., Defendants, and Tamra M. Freedman and Jetmir Ahmedi, Relief Defendants.

In the United States District Court for the Northern District of Texas, Dallas Division

Filings relevant to investors in the main Receivership matter can be found below. Documents are available for viewing by clicking on the docket number.
A comprehensive list of all filings in this lawsuit is available on the website of the United States Courts, Public Access to Court Electronic Records (“Pacer”).

This table will be updated in the coming days as we finished building this website. Thank you for your patience.

Date of Filing
Docket # / Docket Text
07/16/2021
622 Order Motion Hearing set for 8-17-2021
07/15/2021
621 Response filed by Jinsun LLC re 620 Order
07/14/2021
620 ELECTRONIC ORDER: The Jinsun Plaintiffs’ 605 request for oral argument is GRANTED. Counsel are requested to confer and advise the court by letter of their availability to present oral argument on 587 the Jinsun Plaintiffs’ third motion to lift stay, request for judicial notice of receiver’s settlement with Rothstein Kass; 591 the Receiver’s unopposed motion to approve proposed settlement with Rothstein Kass and expedited request for entry of scheduling order; and 594 the Receiver’s motion to enter proposed final bar order, on any of the following dates: August 16-19, 23-26, and 30-31, 2021. The court will later enter an order regarding the procedure and time limits for argument. (Ordered by Senior Judge Sidney A Fitzwater on 7/14/2021) (Senior Judge Sidney A Fitzwater) (Entered: 07/14/2021)
07/09/2021
619 Quarterly Status Report of the Receiver for the Calendar Quarter Ending June 30, 2021
06/17/2021
618 Order Approving Fourteenth Interim Application to Pay Fees Incurred by the Receiever for the Calender Quarter Ending in March 31, 2021
06/07/2021
617 REPLY filed by Jinsun LLC re 616
06/02/2021
616 RESPONSE filed by Thomas L Taylor, III re 610
06/02/2021
615 Appendix in Support filed by Rothstein Kass re 614
06/02/2021
614 RESPONSE filed by Rothstein Kass re 605 Response-Objection
05/26/2021
613 MOTION FOR ORDER APPROVING FOURTEENTH INTERIM APPLICATION TO PAY FEES INCURRED BY THE RECEIVER FOR THE CALENDAR QUARTER ENDING MARCH 31, 2021 filed by Thomas L Taylor, III
05/20/2021
612 STATUS REPORT Third Amended Status Report Regarding Status of Negotiations and Timeline to File Motions for Remedies filed by Securities and Exchange Commission
05/19/2021
611- ELECTRONIC ORDER granting 607 Unopposed MOTION for Leave to File Documents under Seal filed by Jinsun LLC. (Unless the document has already been filed, clerk to enter the document as of the date of this order.) (Ordered by Senior Judge Sidney A Fitzwater on 5/19/2021) (Senior Judge Sidney A Fitzwater) (Entered: 05/19/2021)
05/19/2021
610 Response filed by Jinsun LLC re 591 Motion
05/19/2021
609 Reply filed by Jinsun LLC re 587 Motion
05/19/2021
607 Motion for Leave to File Documents under Seal Unopposed filed by Jinsun LLC with Brief-Memorandum in Support
05/19/2021
606 Appendix in Support of 605
05/19/2021
605 Jinsun Objection to RK Settlement
05/12/2021
604 Appendix in Support of Non-Party Rothstein Kass’s Joinder in Support of Receiever’s Motion to Enter Proposed Final Bar Order
05/12/2021
603 Non-Party Rothstein Kass’s Joinder in Support og Receiever’s Motion to Enter Proposed Final Bar Order
05/03/2021
600 Order re status of 591 Motion to Approve Proposed Settlement with Rothstein Kass filed by Thomas L Taylor, III
04/28/2021
598 Non-Party Rothstein Kass’s Oppostition to the Jinsun Plaintiffs’ Third Motion to Lift Stay
04/28/2021
597 Receiver’s Response to Non-Party State Court Plaintiffs’ Third Motion to Lift Stay
04/21/2021
595 Appendix in Support filed by Thomas L Taylor, III re 594
04/21/2021
594 Motion for Injunction to Enter Proposed Bar Order filed by Thomas L Taylor, III
04/21/2021
593 Response and Objection filed by J. Leonard Ivins, Jinsun LLC, Steven M. Plumb, Silver Star Holdings Trust, TPH Holdings, LLC, Vertical Holdings, LLC re 591
04/21/2021
592 Appendix in Support filed by Thomas L Taylor, III re 591 Motion to Approve Proposed Settlement with Rothstein Kass
04/21/2021
591 Motion to Approve Proposed Settlement with Rothstein Kass
04/08/2021
590 SEC’s Second Amended Status Report Regarding Status of Negotiations and Timeline to File Motions for Remedies
04/08/2021
589 Quarterly Status Report of the Receiver for the Calender Quarter Ending March 31, 2021
04/07/2021
588 Appendix of Motion 587
04/07/2021
587 Non party State Court Plaintiffs’ Third Motion to Lift Stay, Request for Judicial Notice of Receiver’s Settlement with Rothstein Kass, and Brief in Support
03/25/2021
586 Status Report Order
03/15/2021
584 Order Approving Thirteenth Interim Application to Pay Fees Incurred by the Receiver for the Calender Quarter Ending December 31, 2020
03/08/2021
583 Notice of Interlocutory Appeal
02/18/2021
582 Motion For Order Approving Thirteenth Interim Application To Pay Fees Incurred by the Receiver for the Calendar Quarter Ending December 31,2020
01/08/2021
581 Final Judgment in favor of plaintiff Securities and Exchange Commission against defendants Beth C. Handkins, Dustin Michael Miller Rodriguez, and Parker R. Hallam
01/08/2021
580 Memorandum Opinion and Order
01/06/2021
579 Quarterly Status Report of the Receiver for the Calender Quarter Ending December 31, 2020
12/23/2020
578 Order Granting the Receiver’s 577 Unopposed Motion to Approve Proposed Settlement with Scheef & Stone Defendants
12/21/2020
577 Motion to Approve Proposed Settlement with Scheef & Stone and Brief in Support
12/16/2020
576 Order Granting 575 Motion for Order Approving Twelfth application to Pay Fees Incurred by the Receiver for Quarter Ending September 30, 2020
11/24/2020
575 Motion For Order Approving Twelfth Application to Pay Fees Incurred by the Receiver for Quarter Ending in September 30, 2020
11/13/2020
574 Order granting 559 Motion to Invalidate Certain Conveyances in Furtherance of the Court-Approved Plan of Distribution
10/07/2020
573 Quarterly Status Report
09/16/2020
561 Order Granting 556 Motion
09/04/2020
559 Motion to Invalidate Certain Conveyances in Furtherance of Court Approved Plan of Distribution
560 Appendix in Support of Motion to Invalidated (Index)
560-1 Appendix in full
08/25/2020
556 Motion for Order Approving Q2 2020 Fee App
07/28/2020
553 Supplemental MOTION for Judgment
07/09/2020
552 Q2 2020 Status Report
06/03/2020
548 Order Granting 543 Motion
06/01/2020
547 Order Granting 546 Motion
06/01/2020
546 Motion for Leave to Engage Expert Witnesses for Ancillary Proceedings
05/12/2020
543 Q1 2020 Fee App
5/11/2020
542 Order Implementing Plan of Distribution
4/28/2020
541 Memorandum Opinion and Order Granting Receiver’s Motion to Approve Plan of Distribution
4/22/2020
540 Response and Objection filed by Charles Perry
4/13/2020
538 Receiver’s Supplemental Submission in Support of this Motion to Approve Proposed Plan of Distribution
539 Appendix in Support
4/7/2020
537 Receiver’s Status Report for the Calendar Quarter Ending
March 31, 2020
4/2/2020
536 Order denying Request to Use Phone Media, granting Motion to Establish Further Procedures for Determination of Receiver’s Pending Motion to Approve Plan of Distribution
3/25/2020
535 Objection re Motion to Approve Receiver’s Proposed Plan for the Ultimate Distribution
3/23/2020
533 Order re Motion to Establish Further Procedures for Determination of Receiver’s Pending Motion to Approve Plan of Distribution
3/23/2020
532 Receiver’s Motion to Establish Further Procedures for Determination of Receiver’s Pending Motion to Approve Plan of Distribution
3/13/2020
529 ELECTRONIC ORDER: Due to the impact of the Coronavirus disease (COVID-19) and pursuant to Special Order 13-5, signed by the Chief Judge on March 13, 2020, the hearing set for April 6, 2020 is CANCELED and will be reset by separate order at a future date. Questions concerning this matter may be addressed to Pat
Esquivel, Court Coordinator, at 214-753-2336.
3/5/2020
528 Order Granting Motion to Approve Fee Application for the Calendar Quarter Ending December 31, 2019
2/12/2020
519 Motion to Approve Fee Application for the Calendar Quarter Ending December 31, 2019
2/7/2020
515 Additional Attachments to 437 Petition Against Receiver’s Proposed Distribution Plan by Interested Party Paul A Wohrman.
2/3/2020
511 Order Granting Motion for Entry of Order Confirming Sale of Receivership Estate Property
1/24/2020
509 STATUS REPORT Regarding Status of Negotiations and Timeline to File Motions for Remedies filed by Securities and ExchangeCommission
1/23/2020
506 Order: Hearing set for 4/6/2020 09:00 AM in US Courthouse, Courtroom 1351, 1100 Commerce St., Dallas, TX 75242-1310 before Senior Judge Sidney A Fitzwater to hear timely objections filed in opposition to 406 MOTION to Approve Receiver’s Proposed Plan for the Distribution of Receivership Assets and Establish
Procedures to Determine and Disallow Final Claims filed by Thomas L Taylor, III.
1/22/2020
505 Receiver’s Response to Advisory to Counsel
1/22/2020
503 ADVISORY TO COUNSEL FOR THE RECEIVER. The court invites the views of the Receiver on whether the following motion is ready for a hearing: 406 Receiver’s MOTION to approve proposed plan of distribution and to establish procedures to
determine and disallow final claims. If so, the hearing will be set for Monday, April 6, 2020 unless the Receiver has a conflict with this date. The Receiver may respond to this advisory by letter filed electronically.
1/21/2020
504 Hardship Request to Release Assets filed by Charles Perry, Cynthia Perry.
1/17/2020
502 Hardship Letter received from Paul A Wohrman.
1/9/2020
499 Receiver’s Status Report for the Calendar Quarter Ending December 31, 2019
1/9/2020
498 Motion for Entry of Order Confirming Sale of Receivership Estate Property
1/6/2020
496 Order Granting Motion to Place Non-Parties Breitling Energy Companies, Inc. and Breitling Royalty Funds, LLC into Receivership
12/18/2019
494 Receiver’s Motion for Leave to File Ancillary Action
12/16/2019
493 Order Granting Motion to Approve Fee Application for the Calendar Quarter Ending September 30, 2019
12/12/2019
492 Receiver’s Unopposed Motion to Place Non-Parties Breitling Energy Companies, Inc. and Breitling Royalty Funds, LLC into Receivership
11/18/2019
491 ORDER denying 470 Amended MOTION to Amend/Correct 469 First MOTION for Leave to File Motion for Order Directing Receiver to Treat Opposer PDM Holdings, LLC as a Secured Party filed by Paula Denise Morris
11/8/2019
489 Motion to Approve Fee Application for the Calendar Quarter Ending September 30, 2019
10/3/2019
486 Receiver’s Status Report for the Calendar Quarter Ending September 30, 2019
09/26/2019
485 SEC’s Status Report
09/09/2019
482 Receiver’s Response to Filed Claims
09/05/2019
481 Notice of Claim on Behalf of Jericho 1031 LLC
09/05/2019
480 Notice of Claim on Behalf of Jericho 5002 LLC
09/05/2019
479 Notice of Claim on Behalf of JLB Legacy LLC
09/03/2019
478 Order Granting Motion to File Ancillary Action- Scheef & Stone
08/30/2019
477 Motion to File Ancillary Action- Scheef & Stone
08/28/2019
476 Order Approving Q2 2019 Fee App
08/27/2019
475 Receiver’s Response in Opposition to PDM Holdings, LLC’s Motion for Leave to File Motion for Order Directing Receiver to Treat PDM Holdings, LLC as a Secured Party
08/19/2019
474 SEC Status Report
08/15/2019
471 Order (PDM Holdings, LLC)
08/14/2019
470 PDM Holdings Request to File Motion
08/14/2019
469 PDM Request to File Motion and Supplemental Declaration – Copy (3)
08/08/2019
467 Order RE Motion to Enter Final Judgment (Hoover)
08/05/2019
464 Motion for Order Approving Q2 2019 Fee App
07/26/2019
463 Order 1 Granting Receiver Authority to Sell Oil and Gas Interests 2 Approving Engagement of Sales and Marketing Firm and 3 Approving Sales Procedures
07/26/2019
462 Memo and Order RE Motion for Authority to Sell Oil and Gas Interests, etc.
07/17/2019
460 Receiver’s Omnibus Response to Objections to Receiver’s Proposed Plan of Distribution
07/15/2019
457 Order Granting Receiver’s Motion to Engage Litigation Counsel
07/12/2019
456 Receiver’s Motion to Engage Litigation Counsel
07/02/2019
455 Petition in Opposition to Receiver’s Proposed Distribution Plan (Schwimmer Family Trust)
07/02/2019
454 Quarterly Status Report of Receiver for Q2 2019
07/01/2019
453 Receiver’s Notice of Receipt of Funds from Carole Faulkner
06/28/2019
452 Objection to Receiver’s Proposed Plan Of Distribution (Carole Faulkner)
06/28/2019
451 Order Denying Motion to Extend
06/24/2019
450 Petition Against Receiver’s Proposed Distribution Plan (Gober)
06/11/2019
448 Petition in Favor of Plan of Distribution (Oelkers)
06/11/2019
447 Petition Against Receiver’s Proposed Distribution Plan (Descamps)
06/11/2019
445 Objection to Receiver’s Proposed Plan (Meyer)
06/10/2019
444 Order Holding in Abeyance Order of March 28 (424)
06/06/2019
443 Petition Against Receiver’s Proposed Distribution Plan (Kohls)
06/07/2019
442 Receiver’s Motion to Hold Order re Plan of Distribution in Abeyance
06/05/2019
440 Declaration re Certificate of Service of Notice of Plan of Distribution
06/04/2019
439 Order Granting Q1 2019 Fee App
05/30/2019
438 Motion for Authority to Sell Portfolio and Retain Marketing Firm
438-1 Motion for Authority to Sell Portfolio and Retain Marketing Firm
05/28/2019
437 Petition against Plan of Distribution (Wohrman)
05/28/2019
436 Petition Against Receiver’s Proposed Distribution Plan filed by Charles Perry, Cynthia Perry
05/15/2019
435 Order Granting Receiver’s Motion for Extension of Time to File Response to Objections
05/14/2019
434 Receiver’s Motion for Extension of Time to File Response to Objections to Proposed Plan
05/13/2019
433 Motion to Approve Q1 2019 Fee App
04/25/2019
429 Objection to Plan of Distribution – Morris
04/12/2019
427 Receiver’s response to Carole Faulkner’s motion for extension of time
04/04/2019
425 Q1 2019 Status Report
03/28/2019
424 Amended Order Granting Plan of Distribution
03/27/2019
421 Motion to Amend Order Granting Plan of Distribution
03/26/2019
419 Order Granting Plan of Distribution
03/26/2019
418 Second Amended Order Appointing Receiver
03/26/2019
417 Order Granting Motion to Expand Receivership to Crude
03/19/2019
415 FINAL JUDGMENT re Wagers
03/14/2019
413 Order Granting Final Judgment re Wagers
03/14/2019
412 Motion to Enter Final Judgment against Wagers
03/13/2019
411 Order Approving Q4 2018 Fee App
03/13/2019
410 Order Granting Motion to Sue Rothstein Kass
03/11/2019
409 Receiver’s Motion for Leave to Sue Rothstein Kass
02/25/2019
407 Appendix in Support of Plan APP 211 – APP 516
407 Appendix in Support of Plan INDEX-APP 211
406 Receiver’s Motion to Approve Proposed Plan of Distribution
406-1 Receiver’s Motion to Approve Proposed Plan of Distribution Exhibit 1
02/25/2019
405 Appendix in Support of Motion to Extend Receivership
404 Receiver’s Motion to Place Crude Energy and Crude Royalties in Receivership
02/25/2019
403 Memorandum opinion and order Frost Bank cash
02/18/2019
402 Q4 2018 Fee App
01/22/2019
397 Memo and Order re Carole Faulkner Fee Award
01/16/2019
390 Order Granting Motion to Turnover Seized Assets
01/16/2019
389 Additional Attachments to Quarterly Status Report by
Receiver
01/16/2019
387 Exhibit List for Hearing for Motion to Turnover Assets under the control of Christopher Faulkner
01/15/2019
385 Quarterly Status Report by Receiver
01/03/2019
372 Receiver Reply to Frost Bank Response re Turnover of Assets